Go Back
Compliance Manager (Fintech)
- IT, Software development, System Engineering Jobs
- Banking, Finance, Insurance, Accounting and Trade jobs
- Management (incl. project, product management & human resources)
Description
- Support Money Transmission Licenses upkeep, maintenance, regulatory examinations, and reporting.
- Implement regulatory compliance requirements to support new product offerings.
- Support the International Compliance function, including developing and updating Compliance policies and procedures to meet US regulatory requirements, conducting compliance risk assessments and program implementation.
- Coordinating with the business and other supporting functions for all incoming or outgoing due diligence requests.
- Drive the regulatory engagement agenda and work with our regulators in regulatory inquiries, regulatory disclosure and examination.
Responsibilities
- At least 5-7 years of relevant compliance, regulatory or similar experience.
- Strong regulatory compliance experience , BSA/AML, and federal/state regulatory management.
- Experience with Fintech, e-commerce, payments, MSB, or financial services preferred.
- Excellent written and verbal communication skills. Native proficiency in English required.
- Bachelor or Advanced degree in Accounting, Business or Finance; or equivalent work or compliance and legal experience, JD preferred.
- Mandarin Chinese proficiency required.
Hard Skills
- Account Reconciliation
- Financial Reporting
- Financial Modeling
- Auditing
- Financial projections
- Risk assessments
- Advanced language knowledge
- Advanced writing skills
Soft Skills
- Communication
