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Compliance Manager
- Sales, Business Development, Business Consulting
- Legal Jobs
- Management (incl. project, product management & human resources)
Description
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Ensure proper implementation of AML/CFT Policies and Procedures by personally overseeing all internal processes.
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Coordinate the preparation of client CDD files at on-boarding stage and conducting risk-based monitoring of clients thereafter.
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Perform risk assessments of existing and new clients, evaluate and identify suspicious behaviour and report to the MLRO on any appropriate action required.
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Perform periodical internal audits and draw up reports / gap analysis for the MLRO and the Firm.
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Recommend actions following such audits for an ongoing compliance improvement programme.
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Ensure all CDD information and documentation is correctly recorded and maintained.
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Be familiar and keep abreast with AML/CFT legislation and regulations in Malta.
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Take the lead with annual reporting requirements to the MFSA and FIAU.
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Be a key contact person for all AML/CFT related matters and liaise with all departments to ensure AML procedures are adhered to.
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Perform ad-hoc AML projects as may be required from time to time.
Responsibilities
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be in possession of a professional qualification or relevant training relating to AML, CDD, Governance Risk and Compliance.
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have a minimum of 3 years experience handling compliance tasks as outlined above.
Hard Skills
- Document management
- Client management
- Auditing
- Cross-functional collaboration
- Process improvement
- Risk assessments
- Executive updates
- Advanced language knowledge
- Advanced writing skills
Soft Skills
- Communication
- Self-motivated
- Responsible
- Organized
- Hands-on
